Month: January 2021

Agile Legal

Important Update Regarding Private Placements and Limited Offerings Being Sold in New York

Notice: January 6, 2021 In December, the New York Attorney General announced new rules and guidance regarding securities issuers and offerings.  The most notable for private placements and limited offerings is the clarification that such offerings being sold in New York must comply with notice filing requirements.  In the new guidance, New York expressly rejects the position held by

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