Raising capital through Reg A, Tier 2 offerings requires careful navigation of complex state and federal securities laws. Agile Legal simplifies this process, so you remain compliant and can focus on your fundraising goals.
Our Reg A, Tier 2 services include initial state notice filings, annual renewals and flexible filing options, such as pre-filing and expedited filing to meet your specific needs. We also offer ongoing sales monitoring to help prevent over-selling and maintain compliance throughout your fundraising efforts. As your agent for service of process, Agile Legal provides seamless representation, keeping you on track with all regulatory requirements.
Your Risk Without Proper Services
- Failing to meet state and federal securities requirements can result in fines, delays or halted fundraising efforts.
- Late or incomplete filings can jeopardize your offering and cause unnecessary disruptions.
- Without proper sales monitoring, funds may unintentionally exceed limits, leading to regulatory scrutiny or penalties.
- Errors or omissions in notice filings and renewals can result in rejected applications and costly delays.
- Poor documentation of filings and sales can create challenges during audits or regulatory reviews.
- Operating without a proper agent for service of process increases the risk of missed legal notices and compliance failures.
Fund Services Team
Meet Agile Legal’s Fund Services Team: experts committed to navigating fund regulations, streamlining compliance and preserving your fund’s success.
What Our Clients Say
"These guys really are the best, and because they are virtual, they are not prohibitively expensive for clients."
