Fund Services Team
Without an experienced team handling securities compliance, your investments are at risk of exposure and scrutiny. Our Fund Services team is here to help you protect your clients’ investments, keep you abreast of changing laws and new guidelines, and assist you in all your security compliance endeavors, allowing you to focus on other aspects of managing securities and funds.
Whether you’re dealing with liquid alternative funds, real estate investment trusts, or private equities, handling securities compliance without expert support puts you at unnecessary risk, while straining company resources. Our Fund Services team comprises securities paralegals with 20+ years of experience in managing fund formations, legal oversight, and domestic and international securities compliance, including US State blue sky laws and SEC regulations. Avoid the complications of dealing with fund compliance and securities filings on your own and let Agile Legal help you protect your investment funds.
Our Fund Services team is dedicated to providing you the help you need quickly and efficiently. Our streamlined approach establishes a single point of contact between you and our legal professionals, ensuring communication flows smoothly and your interests are prioritized every step of the way.
We understand the impact non-compliance can have on your funds and your whole business. At Agile Legal, we want to use our experience and knowledge to protect your investments and your reputation.
Peter McGale | VP, Fund Services
Legal projects have a way of diverting time and energy from where it really belongs, leaving businesses with less resources for developing strategies and meeting goals. Peter McGale’s passion is connecting businesses with the legal services they require. A fund formation and compliance specialist, he helps clients identify tasks across practice areas that can be accomplished more effectively. Peter specializes in the needs of private funds and securities and their administrators, taking the weight of compliance, formation, and reporting, so clients can focus on other areas of their fund and growing the investments in their portfolios. Peter has a BBA in Marketing from the College of New Jersey.
Rebecca Reilly, JD | Operations Manager, Fund Services
Non-compliance, over-reporting or falling out of good standing for your fund portfolio is as big a threat to your clients’ investments as negative growth. Lack of fund compliance opens investments up to unnecessary risk, exposure and scrutiny that can have consequences far beyond a single fund. Ensuring your funds are in good standing is essential risk mitigation.
Rebecca Reilly provides specialized assistance in securities law including Blue Sky law and corporate law. Rebecca passed the California BAR exam in 2022 and has diverse experience in securities contexts to accompany her academic knowledge. Rebecca has a BA (Hons) in Philosophy and Political Science – International Relations from Montana State University, and a Juris Doctor from University of Colorado Law School’s Tax Emphasis Program.
Kathy Rasler | Senior Securities Paralegal
From the daily risks associated with fund management to engaging powerful state and federal regulatory bodies, handling securities compliance is an unnecessarily time-consuming aspect of fund administration.
Kathy Rasler has nearly four decades of experience in securities law, specializing in blue sky laws and securities compliance. Her expertise allows clients to rest easy, knowing their accounts are in good standing and that all compliance requirements have been met. Kathy has a bachelor’s degree in History and Political Science from Webster University in St. Louis, Missouri, where she also received her Paralegal Certification. With experience in all aspects of public and private securities-related matters, she protects clients’ funds from unnecessary exposure, prevents over-reporting, and delivers cost-efficiencies.